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The Whitworth Three Plates Method

A visual step-by-step guide to Joseph Whitworth’s three-plate method for creating very flat reference surfaces.
Jul 31, 20176 min read

Whitworth three-plate method overview diagram

A key contribution to precision machine tools was the understanding of the importance of flatness, and the development of processes that are used to make surfaces very flat. Henry Maudslay invented the first machine that could cut standard screw threads and contributed to the invention of the now-common surface plate, which serves an important role in metrology today. A classic book called Foundations of Mechanical Accuracy described this and other concepts in detail. It’s available as a PDF here and in print here.

Typically made of granite, surface plates act as a datum, or the basis upon which precise measurements and movements can be made. They can be finished to a variety of grades of flatness, based on their intended use, and can even be used to build up precise structures (that whole video is a must-watch, btw). When dealing with such flat surfaces, tiny imperfections or gradual wear can have drastic effects: using a gauge over the same spot on a surface plate, or leaving it in a space where the temperature varies by more than a few degrees, can negatively affect their flatness. Due to this, calibrating and conditioning your plate is important. The process is really neat, partially because it requires an autocollimator and an incredibly precise repeat-o-meter. Watch a great video from Tom Lipton about the process here.

The neat thing about surface plates is that they do not require precision tools to create. By using the “three plate method”, developed by Joseph Whitworth, flat surfaces can be created by using gravity and a simple hand-scraping tool, or by lapping the plates against each other. By starting with three plates of relative flatness, rubbing the plates against each other in alternating pairs to remove the high spots can yield fantastic results.

The process can be completed in six steps, and then repeated until the desired level of flatness is achieved. In this visual explanation, the surface finishes of the three plates are exaggerated. Before beginning this process, the three plates (Red, Green and Blue) should be machined or ground to as flat a surface as possible, to remove all unnecessary lapping work. In addition, a fine abrasive compound is often used between plates to assist in material removal. Tom also has a great video series about this, which includes some compound and technique recommendations.

Step 1

To begin, the Red and Green plates are lapped against each other in an alternating manner. That is, one plate remains stationary while the other is lapped against it, and then the opposite is performed:

Step 1 diagram: lap red and green plates (orientation A)

Step 1 diagram: lap red and green plates (orientation B)

At the completion of this step, the Red and Green plates “agree with” each other, but that is all.

Step 2

Next, the Red plate acts as the control (it remains stationary) while the Blue plate is lapped against it:

Step 2 diagram: lap blue plate against red control plate

At the end of this step, both the Green and Blue plates have picked up the error from the Red plate. They do not agree with each other, however.

Step 3

Next, the Green and Blue plates are lapped against each other in an alternating manner:

Step 3 diagram: lap green and blue plates (orientation A)

Step 3 diagram: lap green and blue plates (orientation B)

Since both of these plates picked up the error of the Red plate from the first two steps, lapping them together removes some of the error from the Red plate, bringing them closer to flat. At this point, the Green and Blue plates are more flat than the Red plate:

Step 3 result diagram: green and blue plates flatter than red

Step 4

Next, the Green plate acts as the control and the Red plate is lapped against it:

Step 4 diagram: lap red plate against green control plate

At the completion of this step, all three plates are of roughly equal flatness, but one (Green) is convex and the other two are concave:

Step 4 result diagram: one convex plate and two concave plates

Step 4 result detail diagram after alternating lapping

Step 5

Next, move back to an alternating pattern and lap the two concave plates against each other:

Step 5 diagram: lap two concave plates (orientation A)

Step 5 diagram: lap two concave plates (orientation B)

This results in two fairly flat plates. At this point, only the Green plates needs to be brought to the same level of flatness as the other two.

Step 5 result diagram: two near-flat plates and one remaining

Step 6

Finally, the single convex plate is lapped against the Blue control plate:

Step 6 diagram: lap convex plate against blue control plate

And the result is three plates that are in agreement with each other!

Final result diagram: all three plates in flatness agreement

It’s also worth noting that, although this yields great precision “from nothing”, Joseph Whitworth later improved upon the technique by utilizing engineer’s blue and hand scraping, as mentioned previously. Engineer’s blue alone would be an instrumental improvement over using no indicator - with the blue, it’s easy to see which areas have, and haven’t been, scraped.

Let me know if you’ve tried this yourself or have any comments about how I can improve the instruction. Most of what I know about the original Three Plates Method came from this PDF.


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